-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gn1iwdJOPnaLMkdTJgDMr3kKYlZsSV2OujRCrE4RzjuNp4Nals8Z4r1XaGGQYg1a kgEwrWA9GUu8p5Bt4QR1nQ== 0000897101-00-000124.txt : 20000215 0000897101-00-000124.hdr.sgml : 20000215 ACCESSION NUMBER: 0000897101-00-000124 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APA OPTICS INC /MN/ CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39957 FILM NUMBER: 541993 BUSINESS ADDRESS: STREET 1: 2950 NE 84TH LANE CITY: BLAINE STATE: MN ZIP: 55434 BUSINESS PHONE: 6127844995 MAIL ADDRESS: STREET 2: 2950 NE 84TH LN CITY: BLAINE MINNESOTA STATE: MN ZIP: 55449 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OLSEN KENNETH A CENTRAL INDEX KEY: 0000923079 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2950 NE 84TH LANE CITY: BLAINE STATE: MN ZIP: 55449 MAIL ADDRESS: STREET 1: 2950 NE 84TH LANE CITY: BLAINE STATE: MN ZIP: 55449 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* APA OPTICS, INC. ------------------------------------- (NAME OF ISSUER) COMMON STOCK, $0.01 PAR VALUE -------------------------------------- (TITLE OF CLASS OF SECURITIES) 001853 10 0 -------------------------------------- (CUSIP NUMBER) The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G
- ------------------------------------------- -------------------------------- ----------------------------------------- CUSIP No. -001853 10 0 Page 2 of 6 pages, including exhibits - ------------------------------------------- -------------------------------- ----------------------------------------- - ------ --------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Kenneth A. Olsen - ------ --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A - ------ --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------ --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------ --------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 842,832 SHARES ------- --------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY ------- --------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH 842,832 REPORTING ------- --------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH - -------- ------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 823,500 - -------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [X] - -------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.2% - -------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------- ------------------------------------------------------------------------------------------------------------- 14. Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------- -------------------------------------------------------------------------------------------------------------
SCHEDULE 13G
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Item 1 (a) Name of Issuer: APA Optics, Inc. (b) Address of Issuer's Principal Executive Offices: 2950 NE 84th Lane Blaine, Minnesota 55434 Item 2 (a) Name of Person Filing Kenneth A. Olsen (b) Address of Principal Business Office or, if none, Residence) 2950 NE 84th Lane Blaine, Minnesota 55434 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 Par Value (e) CUSIP Number: 001853 10 0 SCHEDULE 13G
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Item 3 If this statement is filed pursuant to ss. ss. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable (a) [ ] Broker or dealer registered under section 15 of the Act. (b) [ ] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940. (e) [ ] An investment advisor in accordance with rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with rule 13d-1(b)(1)(ii)(J). Item 4 Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 823,500* (b) Percent of Class: 9.2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 842,832 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 842,832 (iv)Shared power to dispose or to direct the disposition of: -0- *Excludes 19,332 Shares held by Reporting Person as Trustee of Trust for Jain children. Reporting person has sole power to vote, dispose or direct the disposition of said Trust shares but disclaims beneficial ownership of said shares. SCHEDULE 13G
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Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A SCHEDULE 13G
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Item 10 Certification: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2000 (Date) /s/ Kenneth A. Olsen (Signature) - -------------------- Kenneth A. Olsen (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----